Regulatory
Trying to navigate today’s financial marketplace can be arduous and time-consuming, particularly when it comes to the ever-evolving regulatory standards and guidelines that are continually being set into motion. The team at DRS prides itself on its ability to stay current and accurate when it comes to these very complicated topics. That way, our clients know that they have one less thing to worry about.
First, our customer service specialists are always on call to address specific compliance questions and concerns about your portfolio management program. Through careful research and due diligence, we make sure that we have the most up-to-date information when it comes to changes or adjustments on the regulatory landscape, and how these same changes might impact our services, the activities of financial institutions, and most of all, your investments. Supporting our well-established financial expertise, this practice allows us to give our clients the best, most comprehensive advice available in the non-brokered CD funding market.
DRS monitors ongoing changes in the regulatory environment, which gives us the security of knowing that we’re expressing the interests of our clients to the appropriate resources while ensuring our own understanding of proposed or enacted regulations from the people who know.
Finally, DRS provides our clients with ways to enhance their own knowledge of compliance issues. We can direct you to a broad scope of industry links and articles that are as interesting and engaging as they are informative. At Deposit Referral Services, we believe that it’s our responsibility to partner with our clients throughout the non-brokered CD investment process, and we are committed to providing only the most reliable information on regulatory issues.
